Feature Articles

A Strong 403(b) Fiduciary Foundation Reduces Plan Sponsor Anxiety

By Bernie Heffernon, AIF®, CFS

November 18, 2019Institutional Investment ConsultingRetirement Plans

Over the past few years and accelerating over the past few weeks, there has been a significant increase in 403(b) retirement plan litigation and enhanced government scrutiny over 403(b) plans in general.

Since 2016 over 25 private universities have faced lawsuits from groups...

Read More...

How to Choose the Right Custodian

By Cindi Bruns

October 29, 2019Individual Investment Management

A custodian is a financial institution that will hold or maintain your securities for safekeeping. In addition to holding securities for safekeeping, the custodian generally offers account administration, transaction settlements, collection of dividends and interest payments, and tax support.

Below are a few...

Read More...

Holding too Much Cash

By Mathew Coyle, CFP®

October 29, 2019Individual Investment Management

The Cost of Missing Out. 2008 was a scarring experience for many.  Due to market losses during the great recession, many have avoided stocks altogether causing them to miss the great bull market that followed.  FOMO (or "Fear of Missing Out") is certainly something that may apply in...

Read More...

The Wealth Mindset

By Mathew Coyle, CFP®

October 09, 2019Individual Investment Management

As someone who grew up solidly middle class, money was fascinating to me as a child.  How did people afford expensive things?  Is there a "secret" to becoming wealthy?  There are certain questions that only experience can answer.  After 20+ years in financial advisory, a graduate degree in...

Read More...

4th Quarter 2019 Strategy - “PMI Data Stokes Slowdown Concerns”

By Patrick Larson, CFA®

October 08, 2019Institutional Investment Management

Economic Overview

The U.S. economy chugs along at a 2.0% pace (GDP) with a quarterly range between 1% and 3%.  Recall GDP advanced 3.1% in the 1st quarter and the 2nd quarter was reported at 2.0%.  Expectations for the 3rd quarter are centered around...

Read More...